Financial Services

Upstream Investment Partners is a full-service financial consulting firm dedicated to helping our clients build wealth and protect their hard-earned assets. Our firm is completely independent, so our loyalty belongs exclusively to our clients. We are a privately owned, nationwide company created to provide an independent environment with an open architecture of platforms and products. 

Our independence enables us to establish working relationships with a number of industry-leading mutual funds, separate account managers, third party asset managers, annuity providers, alternative investments and insurance providers whose products we leverage to create customized client solutions. We recommend only those products and services that can be tailored to suit our clients' unique needs.

Upstream Investment Partners selected Sigma Financial Corporation, a member of FINRA and SIPC, as its broker dealer, and SPC, a Registered Investment Advisor.  They are a nine time winner of Broker / Dealer of the Year from Investment Advisor Magazine Fax Poll and won first place in Registered Reps ranking of America’s Top Independent Broker Dealers.  Sigma Financial will provide many services for Upstream Investment Partners including back office support, due diligence, and compliance oversight. 

 


Life Events PlanningI offer personalized advice on a variety of financial situations that individuals are likely to encounter over their lifetimes. The broad range of topics includes everything from buying a house to improving your retirement.

Investment StrategiesI provide general, non-controversial information on various forms of investments and their tax benefits. I will help you determine your asset allocation needs, understand your risk tolerance, and recommend the appropriate investment vehicles to help you reach and exceed your goals.

InsuranceI offer a variety of insurance products. Our independent platform can provide options from a wide selection of companies. Whether your need is life insurance, annuities, health, disability, or Medicare supplemental insurance, I can quote policies that will help fill a specific need and protect you and the ones you love from financial hardship.

Tax StrategiesI look for ways to help reduce your current and future tax burden, offer information on suggested tax-savings opportunities that you can implement immediately, and refer you to qualified tax specialists.